documentation: (1) letter of certification and consent of the audit firm to which the applicant is attached, which certifies and gives consent in the following matters as per Form 61-2, which is available on the
instruments or financial transactions: (1) shares of an investment company; (2) unit trust certificates; (3) instrument or evidentiary documentation showing the right in the assets of foreign collective
Notification comes into force. In cases where the Office grants an exemption from the requirement of an independent director to the securities company, it shall be deemed that the securities company is granted
the results within 30 days from the date that this Notification comes into force. In cases where the Office grants an exemption from the requirement of an independent director to the securities company
investment that the Company has deposited with the financial institution. After the Company grants the loan to JAS, the Company shall still be able to maintain a sufficient amount of working capital. 7
evidentiary documentation according to the Licensing Manual for the Public. In this regard, the application fee shall be in accordance with the Notification of the Office of the Securities and Exchange
also approved and authorized the Chairman or a designee by the Chairman to final the details of the investment for relevant documentation and actions 7. Approved the related parties transaction as the
application together with the correct and complete evidentiary documentation, provided that the Thai feeder fund meets all the applicable requirements and all outstanding issues are addressed to the
having duty as prescribed in the second paragraph of Clause 3(2)(a) shall keep evidentiary documentation or information supporting the reason for allocating shares to any person in the value more than 100