) arrange for retaining information, documents and relevant evidences relating to its business completely and currently and in the manner of prompt for being examined by the SEC Office. (4) report to the SEC
efficiency of management and compliance system; (3) arrange for retaining information, documents and relevant evidences relating to its business completely and currently and in the manner of prompt for being
or its staff. Clause 14 A management company shall require the representative to completely keep updated evidentiary documentation as for providing services to clients. In this regard, such documents
performance of the management company itself or its staff. Clause 14 A management company shall require the representative to completely keep updated evidentiary documentation as for providing services to
fees are completely paid in full. Clause 19/1 3 A licensee under Paragraph 1(1) (2) or (3) of Clause 5 who has notified and executed the intention to comply with the Notification of the Capital Market
Licenses dated 1 December 2010 shall make the payment according to rules and timeframe prescribed in such Notification until the fees are completely paid in full. Clause 19/13 A licensee under Paragraph 1(1
the duties of fund supervisor correctly and completely; 3. Systems for supervising the custody agent to perform the duties delegated by the registered person, as specified by the Notification of the