-your-client and due diligence, custody of clients? assets and transaction verification to ensure that client services are efficient and to prevent exploitation of securities firms for improper gains

familiar with tools for verification before making investment decisions to build investment confidence. The SEC has participated in this activity for the 9th consecutive year since 2017.

in finance and investment for investors and the public. Having met the criteria for recognition and awarded certificates from the SEC, these participating businesses are as follows:    1) Maybank

audit of financial statements to ensure that they are prepared in accordance with accounting standards. The Value of Audit Research Project aims to promote recognition of the value of audit among

and satisfactory operating performance allowed KBank and K Companies to meet business targets and at the same time gain wide acceptance and recognition at home and abroad, as reflected in the numerous

Supervisory Board No. Tor Nor. 42/2564 Re: Additional Provisions for Establishment and Management of Mutual Funds under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the

Investment scheme for retail investors (retail ASEAN CIS) ( Asia Region Funds Passport (ARFP) ( Foreign ETF ( Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's

Recognition of Funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand (HK-TH MRF) Sales Report Form for the sale of units of foreign collective investment scheme

Mrs. Pornanong Budsaratragoon, SEC Secretary-General, received an award plaque on behalf of the SEC, in recognition of the organization’s contribution to the network of support for children under

การสร้างพันธมิตรทางธุรกิจระหว่างผู้ประกอบธุรกิจฮ่องกงและไทย ในการเสนอขายกองทุนรวมระหว่างกัน ภายใต้โครงการ Hong Kong – Thailand Mutual Recognition of Funds โดยมีผู้เข้าร่วมงานซึ่งเป็นผู้แทนจากบริษัท