determination of margin sufficient to cover derivatives positions which may be caused by the defaulting member under the confidence level of not less than ninety-nine percent; 3 (4) conduct of adequacy test of
บริหารงาน ระบบงาน และการให้บริการของผู้ประกอบธุรกิจหลักทรัพย์ และผู้ประกอบธุรกิจสัญญาซื้อขายล่วงหน้า (ฉบับประมวล) การลงทุนหรือการทำธุรกรรมในผลิตภัณฑ์ในตลาดทุนที่เหมาะสม (basic asset allocation) โดยพิจารณา
instruments; (7) The determination of guideline for complaint acceptance and handling; In this regard, the high-level management should arrange for a procedure in notifying and acknowledging the related
Company, effective form June 12, 2018 onwards due to his personal reason. 11. Approved that the determination of the date of the Extraordinary General Meeting of Shareholders No. 1/2018 will be held on
/2013 2. Notification of the Securities and Exchange Commission KorKhor 7/2551 Determination of Paid-Up Registered Capital of Securities Company 08/05/2008 01/06/2008 3. Notification of the Securities
/2555 Determination of Definitions of Institutional and High Net Worth Investors 09/07/2012 01/08/2012 2. Notification of the Securities and Exchange Commission 45/2546 03/12/2003 16/12/2003 3
. 9/2555 Determination of Definitions of Institutional and High Net Worth Investors 09/07/2012 01/08/2012 2. Notification of the Securities and Exchange Commission 52/2545 05/11/2002 16/11/2002 3
/2555 Determination of Definitions of Institutional and High Net Worth Investors 09/07/2012 01/08/2012 2. Notification of the Securities and Exchange Commission 52/2545 05/11/2002 16/11/2002 3
Effective Date 1. Act The Derivatives Act B.E. 2546 3 03/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission Kor Thor. 18/2563 Determination of Types of Financial Services of