Identification And Beneficial Ownership For The Securities Industry และ Anti-Money Laundering Guidance for Collective Investment Schemes จึงขอเปิดโอกาสให้บริษัทหลักทรัพย์และผู้ประกอบธุรกิจ http://law.sec.or.th
With this manual as guidance, it is expected that the business operators will accordingly review their risk management policies and procedures and report the results to the SEC as part of their
consultations to visitors and advice on investment fraud prevention, and shared guidance on how to use the SEC Hotline 1207, extension 22, for reporting suspicious activities regarding investment scams. The
), which was created by CFA Institute. The GIPS Standards include ethical principles that provide investment firms with guidance on calculation and reporting their investment results to prospective clients
suggestions on the matter are welcome until December 20, 2012Advertisement content and format must contain essential, complete and correct information without suitable guidance or any guarantees of return on
the proposed revisions to the Terms and Conditions via the above website. For further details and inquiries, please call the Legal and Regulation Development Department of ThaiBMA at 0-2257-0357 ext
, Sustainable Development Department, SEC2. Ms. Winita Kultangwatana, Director, Sustainable Development Department, SEC3. Ms. Areewan Aimdilokwong, Assistant Secretary-General, SEC4. Mr. Renaud Meyer
The Securities and Exchange Commission (SEC), represented by Ms. Winita Kultangwatana, Director of the Sustainable Development Department, joined a panel discussion on "Communicating Greater
Department of Special Investigation (DSI), the Government Public Relations Department, the Bank of Thailand (BOT), the Office of the National Broadcasting and Telecommunications Commission (NBTC), the Anti