this case also revealed that there were weaknesses in UBS?s internal control and compliance systems which failed to detect the irregularities in this matter which had continued for over nine months. The
of the parent company was 991.54 million Baht, decreased by 68.82 million Baht or 6.49% compared to the same period of 2016 Income statement (MB) Q3/2016 Q3/2017 YoY % 9M/2016 9M/2017 YoY % Total Sales
public accountant, and 6-month internal financial statement ending 30 June 2018 is as follows: http://www.kcproperty.co.th/ - Translation - 5 K.C. Property Public Company Limited 202 Le Concorde Office
services income would decrease by 226.32 million Baht or 5.31% due to the declining in raw water sales volume). In 2017, the company was able to control the cost of raw water business effectively, especially
company” means any company licensed to undertake securities business; (2) “Executive” means director, manager or person with power of management; (3) “Person with power of management” means executive
) “Department director” means any person who is responsible for the internal operation of a department in the company. Clause 2. A securities company may appoint or allow another securities company’s executive to
Company 10/05/2011 01/06/2011 3. Notification of Capital Market Supervisory Board TorThor. 18/2553 Selling of Securities in Foreign Country by Securities Company Without Having Possession 27/04
hedging 3. position of each types of goods or variable 4. position of each counterparty 5. position that is loss (c) efficient internal audit unit responsible for auditing the operation of the company; (d
Derivatives Act (No.2) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. In this Notification: “derivatives broker” means any company licensed to undertake derivatives business in the category