investment company or trust certificates of unit trust. In this regard, either investment company or unit trust shall have objective to invest in securities or financial instruments. “CIS operator” means any
... PAGE UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand can neither
... UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand can neither
Microsoft Word - SorThorNorDorKhor 11_2551_final UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for
applications for operating digital asset businesses as Ministry of Finance’s announcement on digital asset licensing has come into force. Interested parties can apply https://www.sec.or.th/EN/Pages
] of the securities company . Clause 5 This Notification shall come into force as from 16 May 2006. Notified this 2nd day of May 2006. - signature- (Mr. Thanong Bidaya) Minister of Finance Chairman of
SECURITIES AND EXCHANGE COMMISSION TRANSLATED VERSION codified up to No.5 as of June 5, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation
period for the purpose of considering the ability to maintain net capital [and net capital ratio] of the securities company. Clause 5 This Notification shall come into force as from 16 May 2006. Notified