}, formerly a manager of Chonburi branch and a capital market investment consultant of the same company, for aiding and abetting the aforementioned acts. The sanctions imposed on these five persons took effect
company did not use such information for the benefit of supervision to prevent misuse of inside information or commission of inappropriate and illegal actions by its employees. The aforesaid defects of AEC
TorThor 47/2552 Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=4794&SearchNo
Bangkok, September 10, 2014 - The SEC sanctioned five former capital market personnel of RHB OSK Securities (Thailand) Plc., where {A} was barred from holding any securities company management
shares by using the company?s undisclosed information concerning a deal on large disposal volume of SLC shares by its major shareholders and executives to a new investor and subsequent changes in the
and shall be liable to the penalty under Sections 312 and 315 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), as the case may be. The said actions also caused damages to the company but
Ratchasak and related persons with the DSI for falsifying a 10.5 million baht revenue in POWER?s financial statements for the year 2004 used for showing company profit with the request to be removed from the
to inform you that the Company and Engie Global Developments B.V. (the “Seller”) have already taken actions in accordance with the resolution of the Energy Regulatory Commission (the “ERC”), approved
(Thailand) Public Company Limited (currently renamed as Global Consumer Public Company Limited (NPP)), (3) Ms. Tipparat Sakornsuksriruek, (4) Ms. Rinnapa Kunawatsatit, (5) Mr. Wattana Swatthong, (6) Mr. Danuj