intermediary shall arrange for confirmation of the client about such performance by the intermediary. Clause 33 In case of risky or complex capital market products traded on the Stock Exchange of Thailand or a
Capital Market Products Outside Intermediary’s Office ____________________ Clause 36 In this Chapter: “stock exchange” means the Stock Exchange of Thailand or a stock exchange established under foreign law
capital market products, or capital market products traded on the Stock Exchange of Thailand or derivatives exchange, the intermediary may reduce details in methods and procedures of the communication and
products, or capital market products traded on the Stock Exchange of Thailand or derivatives exchange, the intermediary may reduce details in methods and procedures of the communication and service providing
IFA Jay Capital Advisory Company Limited SET The Stock Exchange of Thailand SEC The Securities and Exchange Commission Notification of the Acquisition or Disposition Notification of Capital Market
sheet and an annual income and expense account as well as preparing reports and submit documents of the Stock Exchange of Thailand to be the authority of the Capital Market Supervisory Board. It is
- Translation - MPIC 014/2018 August 8, 2018 Subject: Notification of additional investment in Transformation Films Co.,Ltd. Attention: The President of The Stock Exchange of Thailand. The Board of
Office of the Securities and Exchange Commission SorThor. 41/2543 Re: Approval for the Execution of Derivatives Transaction Outside the Stock Exchange of Thailand 08/09/2000 26/09/2000 6. Report/Form