With this manual as guidance, it is expected that the business operators will accordingly review their risk management policies and procedures and report the results to the SEC as part of their
costs therefrom. SEC has published relevant documents regarding public hearing at www.sec.or.th/hearing. Any interested parties can submit their comments and concerns via the website
technology risk framework 1 สงิหาคม 2565 การอบรมการใชง้าน ระบบ ESUBMISSION 2©Copyright ระบบ ESUBMISSION : วตัถปุระสงค์ เป็นชอ่งทางอ านวยความสะดวกใหก้บัผูอ้อก หลกัทรัพย ์ตวักลาง และอืน่ๆ ในการจัดสง่
technology risk framework รวมคลปิบรรยาย ระบบ ESUBMISSION Phase 2 1 สงิหาคม 2565 2©Copyright ภาพรวมระบบ ESUBMISSION เนื้อหา 1. วัตถุประสงค์ของระบบ ESUBMISSION 2. การประยุกต์ใช้ Digital ID ภาครัฐ 3
operators had liquidity problems and risks exposure on their asset keeping, the SEC, on 30 December 2022, had therefore instructed DA operators to provide their clients with information disclosure and risk
; (3) Information disclosure and risk warnings according to (1) and (2) above shall be disseminated, at least through DA operators’ websites and applications (if any), communicated to all clients, and
Association (TISA), and the Institute of Internal Auditors, Thailand (IIAT), co-organized a panel discussion on cybersecurity for risk management and IT audit personnel of business operators in the capital
Facebook Page ชื่อ Low risk investment : Unlicensed securities and derivatives business (Disclosure Date : 20/02/2024)
The Securities and Exchange Commission (SEC) and the Association of Thai Securities Companies (ASCO) co-organized the SEC 2024 Supervision Approach and Risk Management Guideline seminar to foster