specific features of trigger funds. For example, fund intermediaries must strictly clarify that the trigger point is not a guarantee of returns, and that unit redemption ahead of the target date set in the
suffer loss.Failure to give proper investment advices on generally accepted professional standards, guarantee returns from investment and failure to carry out order of the client were in violation of the
level without principal guarantee. He, additionally, did not give the client the fund prospectus before making the investment decision.Failure to inform the client of complete and accurate information in
to the Licensing Manual for the Public. Clause 7 In case of an application for an offer for sale of newly issued units with a guarantee of income, the applicant shall submit the evidentiary
Contingent Liabilities As of December 31, 2017, and 2016 the Group had commitments and contingent liabilities as follows: 1. Contingent Liabilities arising from a letter of guarantee issued by a local bank to
ประกันการขอสินเชื่อ (Corporate Guarantee) ให้แก่บริษัท Premium Financial Services Co.,Ltd. (PFS) ที่ประชุมคณะกรรมการ ครัง้ที่ 1/2562 ณ วันที่ 27 กุมภาพันธ์ 2562 ได้มีมติอนุมัติให้บริษัทกู้ เงินจาก ธนาคาร
Thian, Bangkok 10150 Tel. 02-897-8888, 02-897-8800 Fax. 02-897-8890 At JSP 133/2561(OOP) November 21, 2018 Subject Notification the approval of Board of Director : Connected transaction(Guarantee the
การขอสินเชื่อ (Corporate Guarantee) ให้แก่บริษัท Premium Financial Services Co.,Ltd. (PFS) ที่ประชุมคณะกรรมการ ครัง้ที่ 5/2563 ณ วันที่ 15 มิถุนายน 2563 ได้มีมติอนุมัติให้บริษัทจ่าย ค่าค า้ประกันการขอ
-8890 3) General Characteristics of the transaction The company has requested for the amount of Letter of Guarantee for government section from Bangkok Bank Public Company Limited in an amount of 80
investment in infrastructure 3.) growth in private consumption continues despite a lower rate of growth however, government subsidy to the low-income citizens could help stimulate near-term consumption