prescribed in Clause 6, Clause 7 and Clause 8. Clause 6 A securities company engaging in short selling shall proceed or arrange its client to comply with the following rules in order to deliver ETF units or
3 The derivatives dealer shall enter into an agreement with the client in writing at the time agreed upon to provide services to the client to arrange for a dispute resolution by an arbitration
103 The derivatives dealer shall enter into an agreement with the client in writing at the time agreed upon to provide services to the client to arrange for a dispute resolution by an arbitration
and merger, etc.; (7) action to be taken by the issuer of depositary receipts in the case of any event rendering that it is unable to arrange for foreign securities that are sufficient to the depositary
company shall arrange to have the mutual fund supervisor inspect and certify in writing that such investment is an at arm’s length transaction under Clause 13(2).” Clause 5. The provision in (b) of (3) of
)(g), the mutual fund management company shall arrange to have the mutual fund supervisor inspect and certify in writing that such investment is an at arm’s length transaction under Clause 13(2
report the acquisition of assets and/or arrange for shareholders’ approval under the aforementioned Notification. However, the Company has a duty to disclose the said transaction to the Stock Exchange of
characteristics under Clause 17(1) or (2). Clause 19 In the case of an offer for sale of bonds to the public, the applicant shall arrange the appointment of a bondholders’ representative. Division 2 Application and