*, the SEC therefore suspended {A} from her duty as the approved capital market investment consultant for 2 months. Having considered that {A} had already been suspended by her employer for a month, the
; (5) directors, management executives and major shareholders with no prohibited characteristics approved by SEC; (6) no conflicts of interest between other operations and digital asset business with
/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014. The SEC therefore suspended {A} from his duty as the approved securities investment consultant for 3
and its subsidiaries companies: Company Business Relationship with AEONTS AEON Financial Service Co., Ltd. (“AFS”) Finance - Major Shareholder of AEONTS, holding 35.12% of AEONTS’s shares - Shareholder
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SEC Search Search คุณอยู่ที่ : หน้าแรก > Search > Search Results search: ข้อมูลระบบงานเผยแพร่ ทุกประเภท ข้อมูลระบบงานเผยแพร่ List of Approved persons / Licensees ( 40 ) http://172.19.1.196:8983/solr
SEC Search Search From : Home > Search > Search Results search: Public Information System Any Public Information System List of Approved persons / Licensees ( 228 ) http://172.19.1.196:8983/solr