the regulations on sale promotion advertisement, engagement of introducing broker agent, and disclosure of brokerage transaction activities, which will come into force starting from 1 January 2022
issuers.Moreover, considering the potential of banks and their subsidiaries to provide selling agent services for ASEAN CIS, the SEC has coordinated with the Bank of Thailand to allow the banks licensed to undertake
รพล โสคติยานุรักษ์ เลขาธิการ ก.ล.ต. เปิดเผยว่า คณะกรรมการกำกับตลาดทุนมีมติเห็นชอบให้เพิ่มประเภทตัวกลาง (selling agent) ในการเป็นตัวแทนขายและรับซื้อคืนหน่วยลงทุน สำหรับผู้มีคุณสมบัติตามที่กำหนด คือ (1
approved by and registered with the Office, whose main objective is to promote and develop securities business in the category of asset management; “Custody agent” means any person whom a registered person
with the Office, whose main objective is to promote and develop securities business in the category of asset management; 1“Custody agent” means any person whom a registered person appoints as an agent to
operating performance that leads to value-added contribution to the shareholders. Such investment, when calculated transaction size with other transactions concerning acquisition and disposal of Asset during
contribution to the shareholders onwards. After signing on the aforesaid MOU, there shall be further signing on the Agreement to Acquire and Dispose Assets and the Franchise Agreement between HHC and WCIG. By
-added contribution to the shareholders onwards. Please be informed accordingly. Sincerely yours, -DR. WICHIT TECHAKASEM- Managing Director Authorized Person to Disclose Information Company Secretary Tel