CL Fund Management Limited Between August 31, 2021 and December 1, 2022, CL Fund Management Limited ("CL") —at the time of the wrongful act, the company was operating under the name Asia
independent from the owner of assets to be invested by REITs. Moreover, REIT trustees must have in place preventive measures or sufficient check and balance mechanism, in cases of entering into transactions
Bangkok, July 10, 2015 ? The SEC and the Stock Exchange of Thailand (SET) agreed to provide the information concerning abnormal securities trading in one place. Accordingly, the SEC?s last Turnover
required. Moreover, certain criteria will be applicable to the business operator such as (i) outsourcing policy and arrangement must be made in writing; (ii) contingency plan must be in place for the case
. The event also highlighted research focusing on Thai investors' interest and behaviors toward sustainable investments in stocks and mutual funds. The symposium took place on 15 November 2024.A video
consultants with ESG knowledge, ensuring that professionals in the capital market are equipped to perform their roles effectively. This event took place on 4 November 2024 at Sofitel Bangkok Sukhumvit Hotel
Ms. Jomkwan Kongsakul, Deputy Secretary-General of the Securities and Exchange Commission (SEC), participated in a panel at the Global Regulatory Forum on the topic "Compliance and Resilience at a
enforcement activities, statistics, and collaboration with relevant agencies to combat and prevent investment scams on social media platforms. The event took place on 22 August 2024, at the SEC Building.Ms
supervision. The briefing took place on 24 September 2024 at the SEC Building. Mr. Anek Yooyuen, SEC Deputy Secretary-General and SpokespersonMr. Rongrak Phanapavudhikul, SET Senior Executive Vice President and
The measures include the Bank of Thailand (BOT)’s permission for financial institutions that have purchased investment units of daily fixed income funds to place such investment units as collateral