closing at its premise in advance within reasonable time. In case of closing of full-service branch office or online branch office, the derivatives broker shall ensure that customer can use the service of
a connected person of the NMG who has registered as participating bidder with NMG in advance within the specified period (the Company shall allow a person considered as a connected person to register
the SEC Office in advance within 15 days prior to such outsourcing. Clause 15 An intermediary shall have a policy, measure and guideline for outsourcing operational function to a service provider in
Clause 10 to the SEC Office in advance within 15 days prior to such outsourcing. Clause 15 An intermediary shall have a policy, measure and guideline for outsourcing operational function to a service
publicly about sale promotion in advance within appropriate period; (5) in case of sale promotion of offering for sale of investment units, a securities company licensed to undertake mutual fund management
providers or overseas funds transfer service providers within the same day on which the funds are received, banks are required to start safekeeping such advance money within the end of the day that the money
commercial bank or an equivalent collateral, which covers the same income amount within the period of time as guaranteed by the income guarantor. Clause 810 Upon receipt of the application and the accurate and
Notification, to [i] amend or refrain to act or [ii] act any action within determined period which the SEC Office shall stipulate reasonably and in consistency with related circumstances, matters and issues; (6
action within determined period which the SEC Office shall stipulate reasonably and in consistency with related circumstances, matters and issues; (6) imposing the intermediary to submit any information