Offering for Sale of Certificates Representing Interest from Underlying Securities by the Subsidiary of the Stock Exchange of Thailand

Rules on Exemption of Trust Certificates Issued by Private Equity Trust from the Provisions regarding Offering for Sale of Securities to Public

Under the current regulations, retail mutual funds, accredited investor funds, and provident funds may invest in special savings certificates issued by the Government Savings Bank (GSB) and savings

substantial damages to SECC by (1) embezzling Baht 42 million from SECC share subscription account, (2) misappropriating 25 customers’ car registration certificates, and (3) conspiring with another person to

receive certificates after completing the project.

certificates after completing the project. Further details of the project are available on the SEC Facebook page, the BOT Facebook page, the OIC Facebook page, and at www.sec.or.th/responsiblevoices.

securities certificates, in cases where the business operators have undertaken all reasonable and appropriate efforts but are unable to contact clients or transfer their assets to another business operator

in finance and investment for investors and the public. Having met the criteria for recognition and awarded certificates from the SEC, these participating businesses are as follows:    1) Maybank

certificates will be limited to institutional investors or high net worth investors only; therefore, is exempted from the SEC?s approval.? ?To make investment in PE trust more attractive, the SEC will further

groups as follows: 1. Revenue from cheques and security documents Cheques and security documents consist of bank cheques and other security documents such as share certificates, certificates, coupons, cash