will not be protected under the law and may also be exposed to risks of scams and money laundering. The list of licensed business operators can be verified on the SEC’s website at www.sec.or.th and

until the payment is fully completed, and Ekkamon to pay 333,333.33 baht. Both monetary penalties shall be submitted as state revenue. On 26 May 2020, the Court of Appeal confirmed the judgment of the

notified the Stock Exchange of Thailand (SET) that it had submitted an application for business rehabilitation to the Central Bankruptcy Court, declaring a confirmed amount of liabilities at 5.71 billion

and then inform the client afterward. {A} admitted that her client had authorized her to help adjust the client's investment portfolio to cut losses in the account. She also confirmed the trading with

supervision can be verified on the Investor Alert List via this link:  https://market.sec.or.th/public/idisc/en/InvestorAlert Furthermore, to report any leads concerning suspicious activities, please contact

could not be verified. As a result, it is uncertain that the 154 million baht fund quoted in the tender offer would be adequate. The tender offeror and the financial advisor must demonstrate with

, information on licensed business operators can be verified on the SEC’s website at www.sec.or.th and through the SEC Check First application. If there are any tips or indications of suspicious activities

facts confirmed by Zipmex Thailand. Therefore, it is considered that Zipmex Thailand deceived by presenting false statements and concealing facts that should have been disclosed to its clients, which led

execution program. She also transferred her own money into the client’s trading account as a collateral for trading loss. Meanwhile, the client did not contradict or object to the record of confirmed

30 September – 6 October 2019 to encourage global regulators to promote financial literacy and investor protection, and to raise awareness of investors around the world. The SEC confirmed