forms and depositor signatures of her clients. Nuchanart later confessed to TMB in writing that she had committed frauds against her clients’ assets and had sought undue benefits for herself at an
undue burden to the business. SEC, therefore, proposes to amend the regulations by requiring the business operators to submit the report in electronic form instead of paper in order to reduce burden on
revision is in line with global practice and does not create undue burden on business sector. In this juncture, the rules governing type 1 property fund will also be revised to promote REIT establishment
offeror to gain undue benefit. Offering price must not be lower than the highest price between (1) the highest acquisition price during 90 days prior to the date on which tender offer should have been
licensing criteria to facilitate interested parties and digital asset business operators in engaging in derivatives businesses without imposing undue regulatory burdens. In this regard, where a digital
majority of the relevant governing body are non-practitioners (with an appropriate cooling off period for former auditors); and - Funding of the regulator is free of undue influence by the audit profession
and undertaking of digital asset businesses without causing undue hindrance to stakeholders and those interested in providing digital asset-related services or compromising appropriate investor
, those who take undue benefits by virtue of their position or collude with offenders, said SEC Deputy Secretary-General Vasant Thienhom.
conducive to decision-making by fund committees and members, without imposing an undue burden on AMCs. As investment terms are important documents comparable to the mutual fund management scheme, the SEC
channel for money laundering and terrorist financing, without imposing undue burdens on digital asset business operators. It also aims to enhance anti-money laundering measures in line with international