Bangkok, September 19, 2011- The SEC proposed amendment to the Securities and Exchange Act B.E. 2535 (SEA) regarding provisions against unfair securities trading practices and supporting capital
(13) Mr. Nattapon Chalermpot – all appeared to have relationships with one another – had engaged in trading activities of FVC stocks, exhibiting a pattern of trading in mutual awareness or agreement
exchange services and wallet services at our BX.in.th website in order to focus on other business opportunities.This means that after September 30th 2019 all trading on the BX.in.th will be stopped…the
Thiratanaphokin, (27) Mr. Prasit Siriyaowon, (28) Mr. Somkiat Intasara, and (29) Mr. Surat Arsirawat, colluded to manipulate the price and/or trading volumes of DPAINT on 28 October 2024, its first trading day on
) Miss Chatanun Tanasinwiwat, (10) Mrs. Panitanan Termkunanon, and (11) Mr. Nitis Sillamat, with personal relationships and securities trading activities within the group, colluded to manipulate the
According to a client’s complaint and the SEC’s further investigation, it was found that during December 2007 – September 2012, executed securities trading orders for the client who acknowledged
evidence, complaints from 10 securities firms asking for legal actions against a number of persons, allegedly deceiving and defrauding the companies of the securities trading money, causing damage to the
Earlier, the SEC filed a criminal complaint against 32 individuals,* as co-principals, for jointly manipulating the price or trading volume of MORE shares during 18 July – 10 November 2022. Their
Teratanavat, (3) Mr. Vijchu Chantatab, and (4) Mrs. Shanya Pengpunpat had collusively manipulated share price and/or trading volume of the Market for Alternative Investment (mai)-listed TIGER between 24-29
five individuals committed offenses related to insider trading in TKN shares using undisclosed information they knew or possessed that positively affected TKN’s share price—specifically, TKN’s Q3/2022