, especially when solicited and promised higher profits with no risks. If the investing public are not observant, not informed, and not fully of the understanding of the products, or if they invest in
must not have behavior showing any objectives to engage in investment advisor business and must be registered with SEC. Even though the investment planners are waived in this matter, they are required
infrastructure trusts to ensure that they have adequate and suitably high levels of capital. Under the proposed amendments, the initial capital requirement or the minimum amount of owner’s equity must be
companies to give trust investors adequate information. Trust managers will have the duty to prepare and disclose information relating to financial position and operating performance of the trusts. If they
requirements on qualifications of each type of licenses will also be adjusted accordingly to ensure that the salespersons will have proper knowledge of the products they offer. Additionally, to increase the
for listed companies.The new rule would benefit listed companies that comply with good corporate governance principles when they plan to conduct a PO, provided that certain stipulated conditions are met
found that on January 7, 2013, Sermkirt, Wichian and Pratheep had colluded to trade PERM shares through their own securities trading accounts. They continuously traded PERM shares in the manner that
intimates for their own benefits. The purchases were made in such a way that taking advantage of others by using non-public information material to RPC share price. The information, of which they learnt as
were made in such a way that taking advantage of others by using non-public information material to {X1} Company share price. The information, of which they learnt as {X1} Company directors, was about