) TheFoundationoftheSEC . 2546 (2003), the Trust for Transactions in Capital Market B.E. 2550 (2007), the Emergency Decree on Digital Asset Businesses B.E.2561 (2018), respectively. Our Roles How We Regulate SEC Working
(2003), the Trust for Transactions in Capital Market B.E. 2550 (2007), the Emergency Decree on Digital Asset Businesses B.E.2561 (2018), respectively. Our Roles How We Regulate SEC Working https
clients were affected by an outbreak of COVID-19, and hence postponed services of the Company due to strict preventive measures limiting access of external parties into the clients’ sites. Please be
be certified or registered and subject to inspection by relevant governmental agencies, strict supervision imposed on limited companies or public limited companies should not apply. This would allow
’ assets and strict supervision on asset separation. The private fund operators can self-custody for its assets under management without applying for the approval of being custodian. Such a move will
system in safeguarding clients’ confidentiality. The SEC therefore urged EY to rectify the system to be more stringent and the company has already done so. In addition, the SEC has sent a circular to all
strict enforcement of the Securities and Exchange Act."________________________Remarks: * Undecided Case No. Or. 90/2024 and Undecided Case No. Or. 441/2024** Relevant news: 1. SEC News No. 117/2023
with the SEC rules on standards of conduct is subject to strict sanction, said SEC Deputy Secretary-General Vasant Thienhom.
authorized by the regulator having authority to regulate such scheme. Clause 2 This Notification shall come into force as from 16 January 2013. Notified this 21th day of November 2008. -signature- (Chaikasem
by the regulator having authority to regulate such scheme. Clause 2 This Notification shall come into force as from 16 January 2013. Notified this 21th day of November 2008. -signature- (Chaikasem