Holding of Directors, Executives, Auditors, Planners and Plan Administrators, dated 16 July 2018. *** The Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 6/2567 Re
' Association, the Association of International Banks, the Thai Financial Planners Association, the Thai Investors Association and the Thailand Securities Institute in standardizing suitability test for
Investors Association (TIA), the Thai Listed Companies Association (TLCA), the Thai Financial Planners Association (TFPA), and the Securities Analysts Association (SAA). SEC Secretary-General Vorapol
than 15 hours within the latest two calendar years before the approval expiration. This training is the same as that required for investment consultants (IC) and investment planners (IP). However, the
behavioral finance in issuing the regulations. For instance, the regulations governing investment consultants and investment planners making direct contact to the customers have been strengthened by requiring
SEC Secretary-General Ruenvadee Suwanmongkol said: "As capital market personnel, investment consultants, investment planners and investment analysts all have important roles to play. Therefore, the
Association, Association of Provident Funds, Thai Investors Association, Thai Financial Planners Association, and CFA Society of Thailand.
, the Thai Bankers ' Association, the Association of Thai Securities Companies, the Association of Investment Management Companies, the Thai Financial Planners Association, and True Corporation Plc
, infrastructure fund managers; 3. Controllers, auditors, investment analysts/investment consultants/investment planners who have been approved to act as investment consultant for companies, including employees or