is detected, the SEC Office will not store any data. Data for authentication from the Department of Administrative Affairs which will be stored on the personal data database of the SEC Office. 2
the case where no wrongdoing is detected, the SEC Office will not store such data. 3.3 Data for authentication from the Department of Administrative Affairs which will be stored in the personal data
of the complaint. Such document and evidence shall be stored in the manner which is immediately available upon the SEC Office’s request for a review or an inspection for the first two years. Clause 4
of the complaint. Such document and evidence shall be stored in the manner which is immediately available upon the SEC Office’s request for a review or an inspection for the first two years. 2 Clause 4
including derivatives fund managers being a financial institution regulated by other agencies; “ electronic data ” means data that are created, sent , received, stored or processed through electronic
derivatives fund managers being a financial institution regulated by other agencies; “electronic data” means data that are created, sent , received, stored or processed through electronic procedures
Companies dated 29 June 2006. Clause 2 In the Notification: “electronic data” means data that are created, sent, received, stored or processed through electronic procedures; “securities company reporting