”), the subsidiary, has indicated the growth by 12.35%. Costs and Expenses  The Company reported the consolidated costs and expenses for Q3/2019 of Baht 365.61 million representing a slightly increase by

that he notified his clients of trading orders at night and failed to keep records of all clients' trading orders. Conversations between {A} and the clients found on the records also indicated the

No. 102/2012 SEC notifies PICNI to rectify 2010 financial statements and cooperate with the auditors Bangkok, November 26, 2012 – The SEC notified Picnic Corporation PLC (PICNI) to rectify its 2010

Bangkok, November 26, 2012 ? The SEC notified Picnic Corporation PLC (PICNI) to rectify its 2010 financial statements and cooperate with the auditor in auditing its 2010 and 2011 financial statements

clients more than 93 million baht during July 2013-January 2014. Evidence indicated that in the former period, he made trading decisions and notified his clients afterwards. The clients then acknowledged

services for customers, the securities company shall open Monday to Friday from 8.30 A.M. till 5.00 P.M. and close on weekend and traditional holidays as notified by the Office on a yearly basis; (2) in case

SEC plans to revise rules on sale conducts for investment units after a survey of 55 branches of 18 commercial banks in Bangkok area indicated necessity for improvement particularly in relation to

. Nevertheless, SCAN board of directors and AC did not give any opinion regarding the appropriateness of the ratification to the aforesaid transactions. The SEC, therefore, notified SCAN board of directors and AC

board of directors has not unanimously approved the regulations, the number of dissenting directors shall be indicated and the conclusion of dissenting opinions shall also be included; (3) opinions of the

security of information technology in accordance with the criteria prescribed and notified by the SEC Office. Clause 9 The derivatives broker shall ensure that at least one-quarter of the company’s directors