dishonest acts against clients? assets, using clients? trading accounts to seek their own personal gains and acting beyond their scope of duties.Veerachai and Jakkrit worked at Capital Nomura Securities
. Notification of the Office of the Securities and Exchange Commission Concerning Granting of Approval of Financial Advisors and Their Scope of Work ______________________ Whereas the notifications issued by the
the company to disclose information, extend the scope of special audit, and notify investors; and cooperating with relevant law enforcement agencies. We have, so far, made substantial progress in the
SEC Search Search คุณอยู่ที่ : หน้าแรก > Search > Search Results search: http://172.19.1.196:8983/solr/secweb/select?q=ADD OR "Sure! Here are some Thai stock names along with their English synonyms
World and sha ct to the Notif Transactions sure of Inform (2003). of the newly depends upo nternal contro of Directors rized by the n to the enter ctions as follow he Stock Exc ng the Acquis al of Assets
not Connected Tra sure of Inform 3). he day that s 2020. In this r ting, tax and n. this regard, y person, auth relation to the any actions as a) Determine relevant la b) Negotiate relation to Agreemen
Bangkok, May 27, 2014 ? The SEC notified Shun Thai Rubber Gloves Industry Plc. (STHAI) to rectify its 2012 financial statements due to limitation on scope of audit imposed by the company management
Bangkok, June 6, 2014 ? The SEC notified Vintage Engineering Plc. (VTE) to rectify its 2013 and Q1/2014 financial statements due to limitation on auditors? audit/review scope, respectively. VTE is
qualified opinions due to limitation on scope of audit imposed by the company management. EIC must submit to the SEC and publicly disclose the rectified and audited/reviewed financial statements urgently. The