SEC has a responsibility for the supervision and development of the Thai capital market so as to ensure that it is effective, transparent, and reliable and is accessible by every sector of capital market. In order to do this, the Thai capital market must rely on the driving force of the intermediary business operators in driving and strengthening the capital market to become an effective vehicle of investor’s wealth creation and the fund raising of issuers. SEC supervised the intermediary...
As SEC has made an amendment to Section 185 of the Securities and Exchange Act, effective 17 April, the amended Section stipulates that SET-member securities companies are able to trade listed securities outside the stock exchange if abiding by the regulations, conditions and procedures set by the SEC Office. Earlier, the law prohibited such companies to trade securities outside the stock exchange with an exception for a SET permission.Therefore, SEC intends to revise the regulations on l...
SEC intends to revise its regulations on information disclosure of green bond offering for those who need to issue and offer green bonds in compliance with international standards. Additional information is required in the filing of debt instrument offering including use of proceeds, process for project evaluation and selection, management of proceeds, and reporting. Appointment of an external review provider to assess each step of the bond offering and issuance is encouraged. This regulat...
by Mr. Pichet Sithi-Amnuai, ASCO Chairman, along with representatives from 42 securities and derivatives businesses. This meeting aimed to discuss and exchange views on strategies to advance the
The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, together with SEC executives, held a meeting with the Crowdfunding Platform Providers Club, led by Ms. Natsuda Pukkanasut, Club President, along with Club members. The meeting aimed to discuss and exchange key perspectives on guideline setting and objectives to promote and develop crowdfunding, with a focus on fostering collaboration and driving sustainable crowdfunding for SMEs. This was the t...
The Securities and Exchange Commission (SEC) organized a co-creation workshop in collaboration with wealth advisory businesses to promote business operations focusing on putting investors first. This included providing valuable investment advice enabling investors to make effective financial decisions and utilize the capital market for wealth accumulation. This initiative is in line with the SEC's 2024 Strategic Plan aiming at fostering long-term financial well-being for Thais and developi...
(FETCO), led by Dr. Kobsak Pootrakool, FETCO Chairman. The discussion focused on policies and strategies to drive the Thai capital market forward and exchange perspectives on various issues, such as
SCB ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 14/02/2017 - 20/02/2017
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), along with the executive team, held a meeting with representatives from small and medium-sized audit firms in the capital market. The meeting aimed to discuss issues and exchange views on enhancing audit quality and supporting the sustainable growth of small and medium-sized audit firms. This meeting took place on 12 July 2024 at the SEC Building.
The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, along with SEC executives, held discussions with the Association of Thai Securities Companies (ASCO), led by Mr. Pichet Sithi-Amnuai, ASCO President, together with the management team and representatives from 43 securities companies and derivatives business operators. The discussions revolved around the development direction of the securities industry and the Thai capital market, aiming to enha...