information on the e-wallet used for safeguarding clients’ assets and details of transfer or withdrawal transactions of digital assets. However, Zipmex and Akalarp did not comply with the Competent Officer’s
complete information to the marketplace and the CRAs they solicit to provide credit ratings. While aspects of the IOSCO CRA Code deal with a investor protection by safeguarding the integrity of the credit
NAV of PVD : Requiring the custodians responsible for safeguarding the assets of PVD to additionally establish an adequate system for NAV verification and verify the NAV of the PVD. Additionally, the
In this regard, the SEC reiterates its warning to DA business operators to fulfill their duties in safeguarding clients’ digital assets in accordance with established criteria, with a primary
operating result – Relative to last year quarter’s, Loss Ratio had dropped by 8.64% (From 67.87% to 59.23%). Underwriting had been more selective. Sales associated with high risk clients had been monitored
the Personal Data Protection Commission, and the Cyber Crime Investigation Bureau, who provided insights and monitored the exercise.Mrs. Pornanong Budsaratragoon, SEC Secretary-GeneralMr. Pichet Sithi
make without using inside information.SEC Secretary-General Thirachai Phuvanatnaranubala said, ?Trading of listed securities has been regularly monitored by state of the art surveillance system of the
relevant organizations for efficient enforcement actions. In case further clues in relation to the case are obtained, as the SEC Secretary-General, I will have such clues monitored and investigated to find
monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened