investors to invest in a diverse range of securities products. By requiring that all types of securities offering to high net worth investors be proceeded through intermediaries, the proposed revision would

Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on JKN in a case relating to publishing false or misleading information about JKN, requiring payment totalling

) Expanding the exemption for transferring unclaimed client assets to another business operator without requiring client consent, including cases where the business operator intends to surrender all business

Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on six offenders* in the case of manipulating the BM share price, requiring them to make the total payment of 8,001,949

securities before the amendment becomes effective or in the case of transfers in accordance with the law;      (2) Requiring local securities companies to notify their clients who are foreign securities

The SEC has endorsed the concept of requiring audit firms to maintain an appropriate number of auditors in the capital market to enhance their overall strength and ensure sufficient staff to provide

, as opposed to the current requirement of investment proportion only;                 (3)  Requiring the token issuer to take additional duties in managing assets and to provide a mechanism for

amendments for property funds include repealing the rules related to the fund establishment, requiring a work system to monitor unitholding to ensure compliance with rules on limitations of unitholding

who sell securities without having such securities in their possession, requiring such transactions to comply with the rules prescribed by the Capital Market Supervisory Board to ensure consistent

The SEC has issued guidelines requiring business operators to implement enhanced processes from the account opening stage, including the identification of the Ultimate Beneficial Owner (UBO