, SEC Chief advised that financial institutions and business operators lay out a comprehensive risk management scheme, covering five specific areas of business operation, as follows

fund (RMF) to a client; she recommended that the client buy RMF units from TMB only one time and redeem them all at once without advising the client to doublecheck whether or not the client had bought

select potential business to join the project. The selected business will be trained and advised that is beneficial for their preparation in raising funds and listed on the SET. TCC is certain that the

2024 annual compliance reports. In this front, reporting of any non-application or unfinished application of the recommended guidelines shall be accompanied by the explanation of the associated

recommended SEC Hotline 1207, extension 22, for reporting suspicious activities regarding investment scams. The expo took place at MCC Hall, The Mall Korat, Nakhon Ratchasima Province, on 8 August 2025.  In

for shareholders to arrange an extraordinary general meeting themselves in accordance with Section 100 of the Public Limited Companies Act. The SEC has therefore recommended that POLAR shareholders

Community in 2015.??Listed companies are recommended to join e-Tax Invoice workshop in early 2013 by registering for the program with the Thai Listed Companies Association from now on. In addition, the SEC

recommended to deal with the said insufficiency;   (4) Monitoring (MR): Some audit firms were found having insufficient monitoring and without action plans to monitor deficiency remediation. In this regard

. In addition, the SEC has recommended the ASCO to revise its KYC/CDD guidelines as well as propose the guidelines for securities transfer between clients so as to prevent fraudulent activities or

May 24, 2012. However, BROOK Independent Financial Advisor (IFA) recommended shareholders to disapprove the transaction, viewing that the acquisition of MAC ordinary shares is not reasonable.? In