materiality. TRIS informed RML that TRIS downgraded the RML credit rating to "BB+" (Double B Plus) from "BBB-" (Triple B Minus) and the rating outlook is revised to "Negative" from
บนัจดัอนัดบัความน่าเช่ือถือท่ีไดรั้บความเห็นชอบตามหมวดน้ี ตอ้งด าเนินการให้เป็นไปตามหลกัปฏิบติัในการประกอบธุรกิจการจดัอนัดบัความน่าเช่ือถือ (Code of Conduct Fundamentals for Credit Rating Agencies) ท่ีก า
Asset Management Businesses Credit Rating Businesses https://www.sec.or.th/EN/Pages/MarketData/InformationofIntermediaries.aspx English (United States) CreditRatingBusiness / Derivatives Businesses
program basis without providing its securities for credit rating prior to the offer for sale of the securities which is in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement
บริษัท ไรมอน แลนด์ จำกัด (มหาชน) บริษัท ไรมอน แลนด์ จำกัด (มหาชน) ("RML") ได้ปกปิดข้อความจริงเกี่ยวกับข้อมูลการปรับลดข้อมูลผลการจัดอันดับเครดิตองค์กร ("credit rating") ซึ่งควรบอก
implement efficient, reliable and systematic credit rating methodologies and operate independently without conflicts of interest. Inputs must be managed efficiently while disclosure of public information must
) InformationofIntermediaries Data > Intermediaries Market Data SHARE : Detail Content Intermediaries List of Securities Businesses / Derivatives Businesses Asset Management Businesses Credit Rating Businesses
sale newly issued securities in the category of of debt securities to high-net-worth investors on a program basis without providing its securities for credit rating prior to the offer for sale of the
) “ ” “ derivatives” 1. derivatives 2. derivatives “ CIS” 1. 2. CIS “ ” 270 “B/E” (Bill of Exchange) “benchmark” “CIS operator” 1. . 2. CIS “concentration limit” “counterparty limit” “CRA” (Credit Rating Agency) 5 5
) - (Derivatives) (Efficient Portfolio Management) / - 25 www.aiaim.co.th - (Non-Investment Grade) (unrated) 20 NAV (Unlisted Securities) AIA-GAA 4 1. (Credit Risk) Credit rating National Credit Rating AA, A BBB BBB