List of Approved persons / Licensees Please wait... List of Approved persons / Licensees Name - Surname Mr. YASUAKI TANAKA Approval Type of approval Effective date Expiry date No records to display
Recently, the SEC has been notified that some private sector entities have used the SEC’s response letters as references for other persons in various transactions, possibly providing information that
50 founders or parties related to a project in 12 months; (2) any persons in a combined amount of 20 million baht in 12 months; or (3) institutional investors, venture capital enterprises, private
-retail Investors and Execution of Agreements for Managing Private Funds (No. 17); (3) Notification of the Capital Market Supervisory Board No. Tor Nor. 48/2567 Re: Regulations for Management of Mutual
procedures for change of agent to collect and receive payments of debt. Currently, regulations have not been prescribed for the said matters.To ensure that the private sector will have clear guidelines for
through the SET Electronic Listed Companies Information Disclosure (ELCID) regarding the change in the use of proceeds from its capital fundraising by allocating 5.58 billion baht to a private placement and
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
of ordinary persons) with knowledge or experience such as CFA, and (2) private funds for non-retail investors which manage investment in DA for institutional investors and UHNW.**** Retail Funds refer
of 0.50 baht per share and an offering price of 0.10 baht per share to existing shareholders in proportion to their holdings (RO), with a total value not exceeding 311,381,474.90 baht, and to a private
Liat Wah and related persons under Section 258* must not collectively hold the largest stake in CIG; otherwise, the PP will be cancelled.The SEC found that key material information is still missing