include listed securities and investment units of open-ended funds with daily redemption feature, except investment units with transferable restrictions. In any case, such repo transactions would have to
create opportunities and reduce restrictions to enable prospective investors to access investment services by taking advantage of technological advances which lead to the development of new financial
be done without amount and value restrictions. SEC has published a hearing document on the above matter on SEC’s website, available at: www.sec.or.th/hearing. Any involved or interested
restrictions or obstacles in business operations in order to prescribe rules which are appropriate, practical and beneficial to stakeholders. This revision of notifications is not applicable to securities
institutional investors or ultra high net worth investors to invest in any type of financial assets and instruments without restrictions, (2) cancellation of private fund types, i.e., retail and non-retail
dishonest persons, money laundering and exploitation of digital assets to facilitate illegal financial transactions, while ensuring precise supervision to facilitate honest use of digital assets as a
digital asset mule accounts. Moreover, individuals identified as mule account holders will face restrictions on certain transactions that pose a risk of money laundering. Ms. Jomkwan Kongsakul, SEC Deputy
future revenue rights during a certain period to the fund while retaining title, management and control over the assets. In doing so, feasibility studies and regulatory restrictions of the infrastructure
Securities Data, and Provident Fund (PVD) Data. - Enhancing regulatory and operational efficiency by utilizing Granular Reports, which reduce the burden on businesses and enable more precise risk
shall be deemed as an integral part of the commitment; (3) authority, duties and responsibilities of the management company; (4) rights, duties and responsibilities of the unitholders; (5) restrictions on