provide securities trading service to the account owner or the written authorized person. The SEC and RHB OSK found that {ก} submitted a number of securities trading orders in several clients? trading
Bangkok, February 6, 2015 - The SEC suspended {A}, a capital market investment consultant of Capital Nomura Securities PLC., for receiving trading orders from a person who was not the owner of
of purchaser, representing the right of the holder of such instrument to receive money or other benefit. "underwriter" means any person who underwrites the sale of securities to the public. "prospectus
holder of Digital TV license ( Digital TV : NOW 26) in the general SD https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201801/18003915.pdf 6086pe.doc Clause 31 in order to identify the real
1000X Limited Since January 12, 2022, 1000X Limited ("1000X"), the owner of https://www.1000x.live ("1000x.live"), has provided services or held itself out to the public as
honesty by disguising that trading decisions were not actually made by clients; and receiving orders from persons not the owner of securities trading accounts. He was an employee of Tisco Securities Company
owner in shares under the fourth paragraph of Section 24, a director, an officer or an employee of such derivatives business operator. Furthermore, the auditor shall also adhere to the ethical code of
The Million Link Company Limited On February 13 – 14 and 18, 2019, The Million Link Company Limited, the owner of Mitihoon website and newspaper accompany with Mr. Ronnakrit Sarinwong and Ms