SEC revealed that the Digital Infrastructure for Capital Market Committee, with SEC Secretary-General Ruenvadee Suwanmongkol as chair of the committee, had held the first meeting on 6 November 2019to discuss the implementation and application of the DLT, to increase the efficiency and reduce cost of operation, and overall processes from the first step to the last, relating to fundraising and securities investment and futures contracts. The meeting had also deliberated on the matter of “M...
SEC is welcoming public comments on a drafted notifications of the approval for offering of newly issued shares and information disclosure, applying to issuers and listed companies, in accordance with the International Organization of Securities Commissions (IOSCO) standards and FSAP. Reexamining these regulations would help to further credibility of the Thai capital market and to build up confidence for both domestic and foreign investors. For the principle of the revision, the SEC had al...
The Securities and Exchange Commission (SEC), led by Miss Jomkwan Kongsakul, Deputy Secretary‑General, together with SEC executives, held discussions with the Association of Investment Management Companies (AIMC) on the occasion of Mr. Pote Harinasuta taking office as the new Chairman of the Association. The meeting provided an opportunity to exchange views on key directions for developing the investment management business and Thailand’s capital market, such as expanding the investor base, prom...
Mrs. Pornanong Budsaratragoon, Secretary General of the Securities and Exchange Commission (SEC), together with SEC executives and staff, participated in a ceremonial water pouring ritual for Phra Phuttha Worayuwatthanasat on the occasion of the Songkran Festival 2026, to seek blessings and preserve Thailand’s cherished cultural traditions. The ceremony was held at the Buddha bathing area at the SEC Office on 1 April 2026.Persons in the photograph (from left to right):Miss Napaporn Sittichokpan,...
The meeting was chaired by Sirivipa Supantanet, SEC Deputy Secretary-General, along with distinguished members such as Emeritus Professor Vitit Muntarbhorn, Associate Professor Thongthippa Wiriyaphan, Dr. Netithorn Praditsan, Deputy Secretary of Global Compact Network Thailand (GCNT), and Pimpan Diskul Na Ayudhya, Director of Thailand Responsible Business Network (TRBN). The working group believes that this kind of training course will help the business sector to seamlessly integrate human...
/EN/Pages/News_Detail.aspx?SECID=6274 SEC hearing on REIT lending rules theirs. In the case of REIT, a subsidiary means a company in which REIT invests indirectly through shareholding and which holds
shall be paid within ten days as from the date the SEC Office notifies the result of preliminary consideration that applicant possesses qualification and does not possess prohibited characteristics: (1
possesses strong financial position and reliability. It is, therefore, deemed necessary to determine the minimum paid-up registered capital of such person.
______________________________________________________________________ Remark: The rationale for issuing this Notification is to ensure that the person granted a license to be derivatives broker possesses strong financial position and reliability. It is, therefore
issuing this Notification is to ensure that the person granted a license to be derivatives broker possesses strong financial position and reliability. It is, therefore, deemed necessary to determine the