conduct and professional standard as specified by the association with approval from the SEC Office, mutatis mutandis; Clause 9. In case where person approved as manager of infrastructure fund possesses
LED, which possesses the ownership or the leasehold right over the billboard and LED digital advertising media, at the amount of 1.95 billion baht*; (2) Private placement of 1,080
out to differ from those anticipated; 1.2 Misuse of inside information. Any person who has access or possesses inside information (insider) must not seek unfair advantage of other investors or tip
) maintaining the proportion of shareholding that possesses the specified characteristics under Clause 3 throughout undertaking business of precious metal derivatives brokerage ; In case a person who obtained
brokerage; (3) maintaining the proportion of shareholding that possesses the specified characteristics under Clause 3 throughout undertaking business of precious metal derivatives brokerage; In case a person
business of precious metal derivatives brokerage ; (3) maintaining the proportion of shareholding that possesses the specified characteristics under Clause 3 throughout undertaking business of precious metal
4 throughout undertaking business of precious metal derivatives brokerage; (3) maintaining the proportion of shareholding that possesses the specified characteristics under Clause 3 throughout
possesses the following qualifications: (1) having paid-up registered capital not less than 100 million Baht; (2) there is no [i] reasonable grounds to believe that the applicant’s financial status may cause
applicant seeking an approval to act as a mutual fund manager possesses any prohibited characteristics under Clause 4(9), (10), (11), (12), (13), (14), (15), (16), (17) or (18), the Office may specify a