. Amendment to the definition of institutional investors to include digital asset business operators, investment planners, and investment consultants as institutional investors; 2. Amendment to the
than 15 hours within the latest two calendar years before the approval expiration. This training is the same as that required for investment consultants (IC) and investment planners (IP). However, the
behavioral finance in issuing the regulations. For instance, the regulations governing investment consultants and investment planners making direct contact to the customers have been strengthened by requiring
SEC Secretary-General Ruenvadee Suwanmongkol said: "As capital market personnel, investment consultants, investment planners and investment analysts all have important roles to play. Therefore, the
Association, Association of Provident Funds, Thai Investors Association, Thai Financial Planners Association, and CFA Society of Thailand.
, the Thai Bankers ' Association, the Association of Thai Securities Companies, the Association of Investment Management Companies, the Thai Financial Planners Association, and True Corporation Plc
, infrastructure fund managers; 3. Controllers, auditors, investment analysts/investment consultants/investment planners who have been approved to act as investment consultant for companies, including employees or
, including those from foreign countries, as they are not under the SEC’s supervision and may pose a risk of fraud and scams. Concurrently, the SEC urges event organizers to exercise caution when allowing
digital asset businesses, including those from foreign countries, as they are not under the SEC’s supervision and may pose a risk of fraud and scams. Concurrently, the SEC urges event organizers to exercise
supervision and may pose a risk of scams. Concurrently, event organizers should exercise caution when allowing unlicensed business operators to set up exhibition booths, as this may inadvertently facilitate