enables easy and instant access to a wide variety of investment options, including those innovative ones. In addition, publicity of alerts and warnings to raise awareness and educate people about

securities transfer forms several times instead of the ones officially recorded on the client database, and affixed signature as branch manager to approve certain securities transfers.Phillip Securities

policy. On the contrary, should securities and asset management companies do not emphasize on such policy while others do, they would instead become the ones to handle social pressure,? Chalee added.   

from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management companies also appoint custodians approved by SEC to safely keep the assets of

for funds they manage Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits

client's bank account. However, the transferred money was in fact from an unauthorized sale of other shares in the client's account, not the ones initially identified; (2)  Soliciting a client to subscribe

also require that asset management companies disclose the types of fees collected from trigger funds more clearly, especially those different from the ones collected from other mutual funds with similar

trading while the client did not reject the transactions. Besides, intra-day trading orders of a listed company's shares were found where the buying prices were higher than the selling ones, causing the

contract in this captioned year and there were 3 service projects with signed contract value of Baht 15.20 million of which one of them was completed whereas another 2 remaining ones were expected to be

and investing. The SET will provide full support to the campaign, e.g., promoting mutual fund knowledge through various media, especially those digital ones. In this connection, the SET, in