been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.
institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] · Reviewing and modify updatable by having a risk assessment once a
network diagram which having a detail related to scope of internal network and external network and other devices and modify up to date. [M] o Inspect the securities of devices prior to connect to network
gold futures, due to the cancellation of such license, will be upgraded to the precious metals derivatives license which will enable them to operate business in a wider range. The SEC Board, with the
With reference to a public hearing on the proposed revision to the IT Standard conducted between 14 June and 15 July 2024, the SEC received a wide range of valuable responses from stakeholders. The
expanded investment scope. The SEC also held a session on 14 August 2024 to clarify these amendments for AMCs and relevant business operators. Under the new criteria, Thailand ESG Fund can invest in a
in becoming the wealth advisor.The wealth advisor may choose to carry out the wealth advice services according to its business model within the scope of the license obtained and must have the
investors in the bond market.” SEC Bond Check Version 2 allows investors and the interested public to search for a wider range of information and details using advanced functions. For example, users can
1 ธันวาคม 2563 เรียน ผู้จัดการ บริษัทที่ปรึกษาทางการเงินทุกบริษัท ที่ กลต.จท-1.(ว) 71/2563 เรื่อง การซักซ้อมความ