Secretary-General, said: “Over the years, the SEC has been working closely with the TDO and digital asset business operators to prevent the misuse of digital assets as a channel for money laundering by
support foreign investors’ participation in the Thai capital market without being subject to the foreign limit. The amendment also aims to prevent the misuse of NVDR securities as a tool for evading
, said: ?During the past 10 months, the SEC has successfully imposed civil sanctions on 21 offenders, either natural or juristic persons, in the total of eight cases. The offenses involved misuse of inside
custodian: (a) System for separating the private fund assets from the custodian’s assets, system for safe keeping of such assets, and internal control system to prevent the misuse of its client’s assets; (b
to operate as a custodian: (a) System for separating the private fund assets from the custodian’s assets, system for safe keeping of such assets, and internal control system to prevent the misuse of
securities companies to prevent the misuse of such securities as a tool to evade compliance with relevant regulations such as the compulsory reporting on acquisition and disposition of securities, or to
asset custody. The proposal also aimed to determine requirements for digital asset business operators who function as a digital wallet provider to prevent misuse of digital assets as a tool for committing
goods and products. The payers and receivers of digital assets in this manner have to accept all risks involved, including volatility of the value of digital assets, cyberthefts and misuse of digital
misuse of proceeds received from increase of capital by investing in shares and warrants of P Plus P Plc. The proceeds used to invest in the securities also exceeded the amount approved by GEN executive