well as the persons who commit offenses as prescribed by the acts/royal decrees under the power and duties of the SEC Office. 1. Personal data collected by the SEC Office: The SEC Office collects the

who commit offenses as prescribed by the acts/royal decrees under the power and duties of the SEC Office. 1. Personal data collected by the SEC Office: The SEC Office collects the following personal

violations. In following this manual, if any wrongdoings are found, the business operators are encouraged to report the cases to the SEC and verify that sufficient risk management and control systems have

without licenses, subject to commission of offenses under the governing laws. The relevant undertakings include soliciting or providing channels for people in Thailand to make investment with the foreign

Criminal Code, which carry penalties under Section 296 of the SEA. Currently, the SEA (No. 5) B.E. 2559 (2016) prescribes that such actions remain offenses under Section 244/3 in conjunction with Section 244

of predicate offenses under the Anti-Money Laundering Act to include the offense relating to unfair securities trading under the Securities and Exchange Act; comprising imparting false or misleading

were liable to be offenses related to insider trading that caused the rise of the CHG share price. The inside information that Dr. Kumpol became aware of or possessed was CHG’s operating results for

issued under Section 58 (1), which is liable to the offenses under Section 274 and Section 281/10 in conjunction with Section 58 (1) of the SEA, and the case where EARTH disclosed misleading statements

to the Anti-money Laundering Office (AMLO) for consideration of actions within their authority as the offenses in this case constitute predicate offenses under the Anti-Money Laundering Act B.E. 2542

with the investigation in order for the public prosecutor to consider litigation in the case.” ________________________ Remark: * Offenses regarding falsification of accounts and