Section 4 Securities and Exchange Act B.E. 2535 Section 4. In this Act "securities" means (1) treasury bills; (2) bonds; (3) bills; (4) shares; (5) debentures; (6) investment units which are
August 2004 ; Clause 2 In this Notification: (1) “ net capital ” means liquid capital deducted by risk haircuts ; (2) “ liquid capital ” means liquid assets deducted by total liabilities ; (3) “ liquid
August 2004; Clause 2 In this Notification: (1) “net capital” means liquid capital deducted by risk haircuts; (2) “liquid capital” means liquid assets deducted by total liabilities; (3) “liquid assets
Notification: (1) “net capital” means liquid capital deducted by risk haircuts; (2) “liquid capital” means liquid assets deducted by total liabilities; (3) “liquid assets” means total sum of the following assets
Louichareon as expert member to the SEC Board.- Mr. Kampanart Lohacharoenvanich and Mr. Pratib Yongvanich as expert member to the CMSB, filling the vacant positions by means of drawing lot. Mr. Kampanart was re
Mutual Fund by a Securities Company dated 3 August 2009 shall be repealed. Clause 2 In this Notification: “ ETF ” means ETMF or foreign ETF . “ ETMF ” means exchange-traded fund in form of mutual fund
Securities Company dated 3 August 2009 shall be repealed. Clause 2 In this Notification: “ETF” means ETMF or foreign ETF. “ETMF” means exchange-traded fund in form of mutual fund under the law on securities
. 49/2552 Re: Short Selling of Securities relating to Exchange Traded Mutual Fund by a Securities Company dated 3 August 2009 shall be repealed. Clause 2 In this Notification: “ETF” means ETMF or foreign
and Exchange Act (No. 4) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. In this Notification: (1) “mutual fund” means a closed-ended fund and an open-ended fund; (2) “closed-ended