sectors. The amended rules specify that certain matters remain under the SEC supervision, including issuers? non-involvement in illegitimate businesses. The SEC, however, does not impose requirements
Bangkok, January 16, 2012 - The SEC has suspended three investor contacts for their involvement in the share price manipulation of Focus Development and Construction Plc. (FOCUS) and Inter Far East
supervision would expand to cover additional entity types under the SEC regulations; (2) Define clear roles, responsibilities and involvement of the board of directors, including the governance body, to ensure
development to support digital transactions in securities, and new fundraising channel through crowdfunding, etc. We believe that our involvement in this event will give Thai capital market more opportunities
complaint was filed after the above six persons did not agree to enter the settlement process within reasonable period and their involvement in the ratification was in connection with the SEC?s criminal
persons are required to submit written explanation to the SEC within 7 business days while the appropriateness of Vijit Supinit involvement will later be considered.
project?s complicated nature, advanced technology involvement as well as time and cost factors. To facilitate the development of CDM, the SEC has thus approved the setup of carbon credit fund in the form of
involvement in the skytrain contract that they have allegedly operate railway systems or obtaining concession without the Interior Minister?s authorization. Then on January 16, 2013, the DSI set to summon some
companies from possessing characteristics of an investment company in investments without active involvement in management. This includes investments in securities, derivatives or digital assets at a