) For example, date of the incident……….. Details of such incident ……… …………………………………………………………………………… Considered by …………..……………..…. (attachment) (if any) O No (8) Intentionally made false statements of
involves in or abets or has involved or abetted such act of other persons; (b) having reasonable grounds to believe that the person intentionally makes or has intentionally made false statements of material
under the law governing accounting professions and other additional regulations prescribed by the law governing securities and exchange, or aiding or abetting thereof; (2) intentionally presenting false
act or causing damage to properties, creditors or the public; 3. failing to perform duties with due care or loyalty; 4. intentionally making a materially false statement or concealing a material fact
as a result of acts or omission to act intentionally or negligently [causing damage to the intermediary ]; (b) measures and arrangements for business continuity of service provider which shall include
intermediary as a result of acts or omission to act intentionally or negligently [causing damage to the intermediary]; (b) measures and arrangements for business continuity of service provider which shall
company can be waived its responsibility to the clients, whether it is done from the act or omission of an act, intentionally or by negligence of the securities company or employee of the securities company
term or condition in which the securities company can be waived its responsibility to the clients, whether it is done from the act or omission of an act, intentionally or by negligence of the securities
: (a) liability to the intermediary as a result of the service provider acting or omitting to act intentionally or negligently; (b) measures and arrangements for business continuity of the service