as follows: (1) issue notices to the creditors whose names appear in the accounts and related documents of the mutual fund, instructing them to submit demand for debt repayment to the liquidator within
Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, Acting Secretary-General, clarified: “The SEC, to the best effort, has taken actions under the authority in this case, e.g., instructing
verify that the person submitting such trading orders or instructing the securities company to take any actions regarding the assets in the client’s account is the rightful account owner or the person
reliable system to verify that the person submitting such trading orders or instructing the securities company to take any actions regarding the assets in the client’s account is the rightful account owner
. Clause 18.25 A securities company shall trade securities to conform to the instruction of the owner of the account and shall have a reliable system to verify that person instructing the orders or managing
that person instructing the orders or managing the assets in the client’s account is the rightful owner or the person, with written authorization, entrusted by the rightful owner. Clause 19. A securities
system to verify that person instructing the orders or managing the assets in the client’s account is the rightful owner or the person, with written authorization, entrusted by the rightful owner. Clause