able to show that any individual being its director, manager or person with power of management who is in charge of derivatives business of the applicant meets the requirements and does not have any
able to show that any individual being its director, manager or person with power of management who is in charge of derivatives business of the applicant meets the requirements and does not have any
three years relating to gold; (4) Being able to show that any individual being its director, manager or person with power of management who is in charge of derivatives business of the applicant meets the
the public. Annual General Meeting of Shareholders (AGM) continued to stand out in terms of agenda preparation, poll voting, and complete and timely minutes of meetings. Areas for improvement are
equity under the terms and conditions of the Equity Purchase Agreement is complete. The return or no return of the deposit is pursuant to the terms and conditions of the Equity Purchase Agreement. The said
Company Seller : Mr. Do Tat Thang SDWTP’s current shareholder, which is an individual person in Vietnam. However, Seller is not a connected person of the Company and its Subsidiary 3. The General
a money borrowing; “connected person” means any individual or juristic person having one of the following relationships with the director, executive, major shareholder or controlling person of a
system. The exemption provides tax equalization, eases burden and attracts individual?s investment, which will facilitate investment in listed ASEAN securities through SET trading system and thus
2/1: (1) providing a complete work system ready to undertake the business of investment advisory service approved by the Office, which includes an internal control system in respect of giving advice
Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities