. Derivatives broker shall arrange to have an acceptable and reliable compliance unit. Such unit shall independently operate to monitor the operation of derivatives broker. Clause 7. Derivatives broker shall
independently by not taking part of such decision to invest. In this regard, whether an investment or entry into a contract done by the company itself or appointed the others to do for, such performance shall
investment independently by not taking part of such decision to invest. In this regard, whether an investment or entry into a contract done by the company itself or appointed the others to do for, such
mechanism or measure which render the securities underwriter to perform duties independently: (1) in case the securities underwriter, or parent company or subsidiary company of the underwriter is the sponsor
which render the securities underwriter to perform duties independently: (1) in case the securities underwriter, or parent company or subsidiary company of the underwriter is the sponsor of the REIT; (2
contract creating conflict of interest to the fund, Except that management company appoint other person to manage an investment independently by not taking part of such decision to invest. In this regard
independently in an impartial and fair manner, taking into consideration the public’s benefits and the security and integrity of the capital market. An independent director of a derivatives clearing house shall
for the person under (a) to be able to independently exercise the right to vote in accordance with the rules in (b) in the case where the matter requiring the vote has a conflict of interest with the
selling, transferring, leasing out or granting the rights in the infrastructure asset to the trust in the manner that may obstruct the financial advisor from independently conducting the due diligence on