The Securities and Exchange Commission (SEC) organized the Compliance Relations 2024 Event with asset management companies and limited brokers, dealers and underwriters (LBDU), including banks, insurance companies and investment unit brokers. Under the theme, "Together Towards Tomorrow," the event aimed to foster stronger relationships, exchange experiences, and share knowledge on regulatory guidelines in the investment management industry. This initiative seeks to enhance collaboration, benefit...
The Securities and Exchange Commission (SEC), in collaboration with the UN Women and the Stock Exchange of Thailand (SET), organized the Ring the Bell for Gender Equality Initiative 2024 to highlight the commitment of the Thai capital market sector and partner organizations to promoting gender equality and the roles of women. This event took place on 11 March 2024, at Sukri Kaocharern Hall, the SET Building. During the event, Dr. Pornanong Budsaratragoon, SEC Secretary-General, high...
The Securities and Exchange Commission, Thailand (SEC) hosted the 10th Asia Pacific Regulators’ Dialogue on Market Surveillance (ARMS) 2025 with Deputy Secretary-General Mr. Thawatchai Pittayasophon delivering the opening remarks. Assistant Secretaries-General Mrs. Pattanaporn Tripipat and Pol. Lt. Col. Sutthisak Jitpimonmas participated in group meetings alongside representatives from other capital market regulatory agencies across the Asia-Pacific region. The event, held on 23-24 June 20...
Mr. Wiboon Phatrapiboon, Assistant Secretary-General of the Securities and Exchange Commission (SEC), welcomed and gave encouragement to the 16 finalist teams (divided into eight teams each in the categories of Student and General Public) who successfully advanced to the final round of the Capital Market Datathon Project, which attracted 82 participating teams in total. The competition aimed to discover innovative ideas that could add value to the Thai capital market using SEC Open Data. D...
SEC Secretary-General Ruenvadee Suwanmongkol said: “As a capital market regulator, SEC Thailand is very pleased to host this year IOSCO APRC Meeting according to the resolution of the IOSCO APRC Meeting 2/2019 held in Japan in October 2019. This opportunity reflects once again the confidence of the international regulators in SEC Thailand as the IOSCO APRC host, thanks to our active participation and key roles in the international arena. This meeting is an important platform for APRC membe...
The SEC as a host, in association with audit regulatory agencies of Malaysia, Singapore, Indonesia, and the Philippines (AARG members), organized the 10th AARG Annual Meeting with Audit Firms on 15 June 2021. This year, the representatives from Deloitte and EY Thailand also attended to share and confer on the significant audit development initiatives, and how each firm responds to the emerging challenges and issues. The meeting was followed by the 8th AARG Inspection Workshop on 17-18 June 2021...
Bangkok, 19 September 2018 ? The SEC teamed up with the Stock Exchange of Thailand and the Securities Investors Association (Singapore) to organize an international seminar on ?Building Trust in a Transforming Economy,? attracting world-famous speakers to share their experience on corporate culture development for sustainable business as a means to handle new challenge and take care of shareholders and related stakeholders in all aspects.The SEC, the Stock Exchange of Thailand and the Securities...
Bangkok, February 10, 2014 ? Securities and Exchange Commission (SEC) discussed with the Thai Bankers? Association (TBA) and the Association of International Banks (AIB), on the commercial banks? roles to support their subsidiaries? overseas business expansion and the services of personal asset allocation as well as wealth advisory. SEC Secretary-General Vorapol Socatiyanurak said after the first 2014 semi-annual meeting with top executives of Thai and foreign commercial banks that the commer...
Mrs. Pornanong Budsaratragoon, Secretary General of the Securities and Exchange Commission (SEC), delivered a keynote address entitled “Building Trust and Powering Sustainable Growth in Thailand’s Capital Market” at the “Board & CEO Dialogue – Turning ISSB Standards into Strategic Resilience” forum. The event was jointly organized by four partner organizations: the SEC; the Stock Exchange of Thailand (SET); the Thai Listed Companies Association (TLCA); and the Federation of Accounting Profession...