the same time, from 8 – 10 November 2019, SEC also launched a parallel activity, providing knowledge on the capital market and the accounting career path to the students of 6 universities in Chiang
companies and derivatives business operators (“business operators”) including those from foreign countries show growing interest in providing such foreign products to Thai investors as well. The SEC has
Exchange Commission No. Kor Thor. 13/2563 Re: Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of Investment
Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service
persons who demand information to get a convenient access without requirement for member subscription; and (c) giving advice without any core objectives of providing advisory services to other persons