Facebook page "Hsh Gold futures contracts" : Unlicensed securities and derivatives business (Disclosure Date : 06/10/2025)
undertaking derivatives business without license. In combating and suppressing against illegitimate businesses, the SEC also alerts investors in this matter and strongly advises them to check whether the
, dumping or controlling in connection with underlying goods of derivatives contracts and insider trading. The draft regulations prescribe the bounty payment conditions and procedures, including
Bangkok, November 30, 2011 - Following the investigation on {X1} Co., Ltd. in response to the evidences indicated that the company had operated unlicensed derivatives business, the SEC found that
DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning
Capital Ratio (NCR): the ratio of NC compared to general liabilities (the total liabilities and derivative financial liabilities, excluding special debts), plus required margin for derivatives contracts
capital ratio (NCR) with the ratio of NC when compared to general liabilities (total liabilities and derivatives liabilities, subtracted by special liabilities), plus assets pledged as collateral for
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall